FINRA Awards for Frederick Allan Kaseburg

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02398	05/21/2024	Claimant(s): Roger Martyna Claimant Lawyers(s): Peter J. Mougey Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): William J. Bender, Al Van Kampen, Frederick Allan Kaseburg Hearing Site: Seattle, WA		$0
19-03250	03/26/2021	Claimant(s): Benjamin Capdevielle, Brandon Ehrlich, Bryce Dawson, Carol Hilton, Carrie Miller, Christine Eason, David Miller, Diana Naramore, Emilie Dawson, Eugene Rogers, Gary Wyatt, Holly Robinson, Ian Hilton, Irene Leon Guerrero, Joann LaCanfora, Martha Wyatt, Nadine Dawson, Natasha Ehrlich, Pamela Apt, Patricia Hamilton, Peter Leon Guerrero, Robert LaCanfora, Shannon McQuery, Stephen Apt, Stephen Naramore, Tony Eason Claimant Lawyers(s): John A. Bender, Timothy B. Fitzgerald Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC Respondent Lawyers(s): David Luger, Kevin H. Lewis Arbitrator(s): Katherine H. O'Neil, David Gonzalez, Frederick Allan Kaseburg Hearing Site: Seattle, WA		$4,646,560