FINRA Awards for David Gonzalez

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03250	03/26/2021	Claimant(s): Benjamin Capdevielle, Brandon Ehrlich, Bryce Dawson, Carol Hilton, Carrie Miller, Christine Eason, David Miller, Diana Naramore, Emilie Dawson, Eugene Rogers, Gary Wyatt, Holly Robinson, Ian Hilton, Irene Leon Guerrero, Joann LaCanfora, Martha Wyatt, Nadine Dawson, Natasha Ehrlich, Pamela Apt, Patricia Hamilton, Peter Leon Guerrero, Robert LaCanfora, Shannon McQuery, Stephen Apt, Stephen Naramore, Tony Eason Claimant Lawyers(s): John A. Bender, Timothy B. Fitzgerald Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC Respondent Lawyers(s): David Luger, Kevin H. Lewis Arbitrator(s): Katherine H. O'Neil, David Gonzalez, Frederick Allan Kaseburg Hearing Site: Seattle, WA		$4,646,560
18-03152	07/03/2019	Claimant(s): Erinn Ford, Jeffrey Sims Claimant Lawyers(s): Amir Tadjedin Respondent(s): Pacific West Securities. Respondent Lawyers(s): Philip A. Pizelo Arbitrator(s): Paul R. Meyer, David Gonzalez, Margaret Hotopp Hearing Site: Seattle, WA
11-04596	12/20/2012	Claimant(s): Timothy Tutko Claimant Lawyers(s): David A. Nold Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Michael R.E. Sanders, Todd A. Bloom, David Gonzalez Hearing Site: Seattle, WA		Expungement