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FINRA Awards for Margaret Hotopp

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0315207/03/2019Claimant(s): Erinn Ford, Jeffrey Sims
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Paul R. Meyer, David Gonzalez, Margaret Hotopp
Hearing Site: Seattle, WA
08-0068010/04/2013Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Gill
Respondent Lawyers(s): Kevin T. Hoffman
Arbitrator(s): Robert H. Hughes, Margaret Hotopp, Eileen Devaney Leo
Hearing Site: Hartford, CT
07-0236810/29/2008Claimant(s): Anthony Antonakis, John Hughes, Kurly Dog Investments, Red Dog Investments
Claimant Lawyers(s): Albert K. Lawler
Respondent(s): Richard Buckley
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Francis J. Pavetti, Robert L. Chase, Margaret Hotopp
Hearing Site: New London, CT
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