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FINRA Awards for Peter Leon Guerrero

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0325003/26/2021Claimant(s): Benjamin Capdevielle, Brandon Ehrlich, Bryce Dawson, Carol Hilton, Carrie Miller, Christine Eason, David Miller, Diana Naramore, Emilie Dawson, Eugene Rogers, Gary Wyatt, Holly Robinson, Ian Hilton, Irene Leon Guerrero, Joann LaCanfora, Martha Wyatt, Nadine Dawson, Natasha Ehrlich, Pamela Apt, Patricia Hamilton, Peter Leon Guerrero, Robert LaCanfora, Shannon McQuery, Stephen Apt, Stephen Naramore, Tony Eason
Claimant Lawyers(s): John A. Bender, Timothy B. Fitzgerald
Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC
Respondent Lawyers(s): David Luger, Kevin H. Lewis
Arbitrator(s): Katherine H. O'Neil, David Gonzalez, Frederick Allan Kaseburg
Hearing Site: Seattle, WA
Checkmark Icon$4,646,560

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