| 21-00281 | 11/23/2021 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Amy O. Roberts
Respondent(s): Susan Lawrence
Respondent Lawyers(s): H. Troy Romero
Arbitrator(s): Jeanne C Stilwell, David William Hickman, Charles Scott McClellan
Hearing Site: Seattle, WA
| | |
| 18-03156 | 05/29/2019 | Claimant(s): Erinn Ford
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Jeanne C. Stilwell, Katherine Hendricks, William J. Bender
Hearing Site: Seattle, WA
| | |
| 09-04962 | 04/04/2011 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Paul Erenfeld
Respondent Lawyers(s): David Sacks
Arbitrator(s): Jeanne C. Stilwell, Joseph W. Cheek, Dean K. Morell
Hearing Site: Portland, OR
| | |
| 09-00548 | 11/03/2010 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Cheri Johnson
Respondent Lawyers(s): Lawrence R. Cock
Arbitrator(s): Michael W. Reinhardt, Jeanne C. Stilwell, Kay A. Johnson, CRCP
Hearing Site: Seattle, WA
| | |
| 08-00988 | 04/29/2009 | Claimant(s): Kimberly Arntz, Neil Arntz, Neil J. Arntz, Custodian for Rio A.Arnt, Arntz Family Trust
Claimant Lawyers(s): David Gaba
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Jeanne C. Stilwell, G. E. Craig Doupe, Linda I. Thomas
Hearing Site: Seattle, WA
|  | $48,879 |
