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FINRA Awards for John A Bender

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0072710/03/2018Claimant(s): Kevin Peterson
Claimant Lawyers(s): John A Bender
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Jeffrey A. Sturgeon
Arbitrator(s): Philip E. Cutler
Hearing Site: Seattle, WA
17-0285805/04/2018Claimant(s): James Black
Claimant Lawyers(s): John A Bender
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): William J. Bender
Hearing Site: Seattle, WA

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