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FINRA Awards for Edward Mercaldo

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0336804/16/2012Claimant(s): Edward Mercaldo, Evelyn Hall, Karen Mercaldo, William Hall, The Mercaldo Family Trust DTD 10/08/2002, The William and Evelyn Hall Trust
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): First Republic Securities Company
Respondent Lawyers(s): Sara B. Brody
Arbitrator(s): Darryl J. Horowitt, Terri Coster Boesch, Val D. Hornstein
Hearing Site: San Francisco, CA
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