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FINRA Awards for Frank R. Rodriguez

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0041210/15/2014Claimant(s): Jose Valenzuela, PFS Investments Inc.
Claimant Lawyers(s): Mark F. Raymond
Respondent(s): Deborah Stubbs, Harold Thomas, Victoria Smith
Respondent Lawyers(s): Frank R. Rodriguez
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Miami, FL
Expungement

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