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FINRA Awards for Daniel A. Woodring

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0073812/08/2022Claimant(s): Anthony Kayser
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PFS Investments Inc.
Respondent Lawyers(s): Daniel A. Woodring, EVP/CEO
Arbitrator(s): Philip J. Glick
Hearing Site: Omaha, NE

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