| 23-02877 | 05/23/2024 | Claimant(s): Mitchell Kramer
Claimant Lawyers(s): William Preston Martin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Efrat Cohen
Arbitrator(s): Mauricio Arcadier
Hearing Site: Columbia, SC
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| 21-02481 | 01/13/2022 | Claimant(s): Charles Carson
Claimant Lawyers(s): William Preston Martin
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Bill Port
Arbitrator(s): David A. Schuler
Hearing Site: Birmingham, AL
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| 18-02710 | 01/24/2019 | Claimant(s): Donald Jackson
Claimant Lawyers(s): William Preston Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): C. Sumpter Logan
Hearing Site: Oklahoma City, OK
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| 17-02453 | 05/31/2018 | Claimant(s): Louis Paster, Paul Tashima
Claimant Lawyers(s): William Preston Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Robert S. Sugarman
Hearing Site: Chicago, IL
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| 17-02672 | 03/15/2018 | Claimant(s): Beth Murray
Claimant Lawyers(s): William Preston Martin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Robert E. Anderson
Hearing Site: Providence, RI
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| 17-01468 | 11/15/2017 | Claimant(s): Edward Miller
Claimant Lawyers(s): William Preston Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Atlanta, GA
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| 16-02843 | 03/20/2017 | Claimant(s): Bernard DelGiorno, Nicholas Lomaglio
Claimant Lawyers(s): William Preston Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
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