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FINRA Awards for William Preston Martin

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0293810/11/2024Claimant(s): Sonia Balfour-Fears
Claimant Lawyers(s): William Preston Martin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
23-0287705/23/2024Claimant(s): Mitchell Kramer
Claimant Lawyers(s): William Preston Martin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Efrat Cohen
Arbitrator(s): Mauricio Arcadier
Hearing Site: Columbia, SC
21-0248101/13/2022Claimant(s): Charles Carson
Claimant Lawyers(s): William Preston Martin
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Bill Port
Arbitrator(s): David A. Schuler
Hearing Site: Birmingham, AL
18-0271001/24/2019Claimant(s): Donald Jackson
Claimant Lawyers(s): William Preston Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): C. Sumpter Logan
Hearing Site: Oklahoma City, OK
17-0245305/31/2018Claimant(s): Louis Paster, Paul Tashima
Claimant Lawyers(s): William Preston Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Robert S. Sugarman
Hearing Site: Chicago, IL
17-0267203/15/2018Claimant(s): Beth Murray
Claimant Lawyers(s): William Preston Martin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Robert E. Anderson
Hearing Site: Providence, RI
17-0146811/15/2017Claimant(s): Edward Miller
Claimant Lawyers(s): William Preston Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Atlanta, GA
16-0284303/20/2017Claimant(s): Bernard DelGiorno, Nicholas Lomaglio
Claimant Lawyers(s): William Preston Martin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL

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