Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00056 | 09/12/2024 | Claimant(s): Ronnie Lee Rozier Claimant Lawyers(s): Ronnie L. Rozier Respondent(s): Aubrey Parker, Wells Fargo Clearing Services, Rick Kent Respondent Lawyers(s): Deirdre C. Wolff, Luis F. Mendez Arbitrator(s): Robert H. Putnam, Andy W. Morgan, Sherri Lynne Kimmell Hearing Site: Atlanta, GA |  | Dismissed by Rule 12504 and 12206 |
| 18-04371 | 07/24/2019 | Claimant(s): Rick Kent Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA |