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FINRA Awards for Bruce M. Steen

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0368605/24/2013Claimant(s): Lisa Fulco
Claimant Lawyers(s): Lisa A Fulco
Respondent(s): Banc of America Investment Services Inc., Metlife Securities Inc.
Respondent Lawyers(s): Bruce M. Steen, Martin Harris
Arbitrator(s): Christopher M. McMurray
Hearing Site: Baltimore, MD

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