20-01468 | 05/28/2021 | Claimant(s): Raymond George Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY
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19-02415 | 02/04/2021 | Claimant(s): Mary Anne Cunney Claimant Lawyers(s): Alan L. Frank Respondent(s): Amy Curley, Morgan Stanley, Raymond George Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Elizabeth Gilbert, Eugene G. P. Byrne, Sofia Balile Hearing Site: New York, NY
| | $309,038 |
18-01945 | 05/21/2020 | Claimant(s): Raymond George Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Leonel Peraza Arbitrator(s): Richard S. Zaifert, Karl A. Vogeler, Nicholas Gerald Castellano Hearing Site: Tampa, FL
| | Dismissed by Rule 12206/12504 |
14-03502 | 05/24/2016 | Claimant(s): Laura Bennett Claimant Lawyers(s): Laura Bennett Respondent(s): Frederick Kessler, New England Securities, New England Financial Respondent Lawyers(s): Victoria Woodin Chavey Arbitrator(s): Raymond Louis George, Howard J. Stiefel, David I. Goldblatt Hearing Site: New York, NY
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