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FINRA Awards for Nicholas Gerald Castellano

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0194505/21/2020Claimant(s): Raymond George
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Leonel Peraza
Arbitrator(s): Richard S. Zaifert, Karl A. Vogeler, Nicholas Gerald Castellano
Hearing Site: Tampa, FL
Checkmark IconDismissed by Rule 12206/12504

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