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FINRA Awards for Kumar Desai

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0332310/14/2011Claimant(s): Kumar Desai, Subodh Desai
Claimant Lawyers(s): F. Homi Cooper
Respondent(s): New England Securities, Metlife Securities.
Respondent Lawyers(s): Mark J. Crandley
Arbitrator(s): Michael Nathanson, Raymond P. Buschmann, Jerome K. Rumps
Hearing Site: Chicago, IL
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