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FINRA Awards for Ramona L. Gallagher

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0239311/13/2012Claimant(s): Jean Dowe
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Stephen P. LaLonde, Karin A. Schlosser, Ramona L. Gallagher
Hearing Site: Syracuse, NY
Checkmark Icon$4,625
10-0436408/31/2012Claimant(s): Mark Zaidel
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Bryant Weintraub
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Christopher C. Willett, Ramona L. Gallagher, Martin John Satalin
Hearing Site: Syracuse, NY
Checkmark IconExpungement

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