| 14-03551 | 12/03/2015 | Claimant(s): Kathy Piniewski
Claimant Lawyers(s): Teresa J. Verges
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Courtney M. Rogers-Reid
Arbitrator(s): Stephen P. LaLonde
Hearing Site: Buffalo, NY
|  | $80,641 |
| 14-03356 | 05/11/2015 | Claimant(s): Michele Raines
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Stephen P. LaLonde, Christopher C. Willett, Ronald J. Vero
Hearing Site: Buffalo, NY
| | $0 |
| 12-02515 | 07/10/2014 | Claimant(s): Timothy McNamara
Claimant Lawyers(s): Nelson S. Torre
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michele A. Coffey
Arbitrator(s): Patrick M. Markey, Stephen P. LaLonde, Kenneth Dymond
Hearing Site: Buffalo, NY
| | |
| 11-03882 | 04/02/2013 | Claimant(s): John McNiven
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Stephen P. LaLonde
Hearing Site: Albany, NY
| | Expungement |
| 11-02393 | 11/13/2012 | Claimant(s): Jean Dowe
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Stephen P. LaLonde, Karin A. Schlosser, Ramona L. Gallagher
Hearing Site: Syracuse, NY
| | $4,625 |
| 10-02616 | 07/25/2012 | Claimant(s): Pinnacle Investments
Claimant Lawyers(s): David L. Ward
Respondent(s): Anastasia Tkatschow, George Koulouris
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Richard A. Scalfani, Stephen P. LaLonde, Edmund Viele
Hearing Site: Syracuse, NY
| | $0 |
