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FINRA Awards for Richard A. Scalfani

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0257304/03/2013Claimant(s): Leslie Goldberg
Claimant Lawyers(s): Steven E. Cole
Respondent(s): Alan Singer, Wells Fargo Advisors
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Richard A. Scalfani, Stuart M. Schwartz, Ralph L. Halpern
Hearing Site: Syracuse, NY
Checkmark IconExpungement
10-0261607/25/2012Claimant(s): Pinnacle Investments
Claimant Lawyers(s): David L. Ward
Respondent(s): Anastasia Tkatschow, George Koulouris
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Richard A. Scalfani, Stephen P. LaLonde, Edmund Viele
Hearing Site: Syracuse, NY
Checkmark Icon$0
10-0480002/09/2012Claimant(s): Shawn Dailey
Claimant Lawyers(s): David K. Silverberg
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michelle E. Phillips
Arbitrator(s): Richard A. Scalfani, Frank C. Fogl, Allan H. Kaminsky
Hearing Site: Buffalo, NY

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