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FINRA Awards for Steven E. Cole

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0257304/03/2013Claimant(s): Leslie Goldberg
Claimant Lawyers(s): Steven E. Cole
Respondent(s): Alan Singer, Wells Fargo Advisors
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Richard A. Scalfani, Stuart M. Schwartz, Ralph L. Halpern
Hearing Site: Syracuse, NY
Checkmark IconExpungement

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