FINRA Awards for David K. Silverberg

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-02827	10/28/2013	Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A. Claimant Lawyers(s): David M. Belcher Respondent(s): Stacie Weber, Steven Tetens, Janney Montgomery Scott LLC Respondent Lawyers(s): Christopher Stief, David K. Silverberg Arbitrator(s): Stuart M. Schwartz, Sheldon Dinowitz, Steven C. Kempisty Hearing Site: Albany, NY
10-04800	02/09/2012	Claimant(s): Shawn Dailey Claimant Lawyers(s): David K. Silverberg Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michelle E. Phillips Arbitrator(s): Richard A. Scalfani, Frank C. Fogl, Allan H. Kaminsky Hearing Site: Buffalo, NY
10-00327	04/15/2011	Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Jaime Baumler Respondent Lawyers(s): David K. Silverberg Arbitrator(s): Howard B. Cohen Hearing Site: Buffalo, NY
09-05490	06/08/2010	Claimant(s): Estate of Zona Mrus by Mary Wickett, Exe Claimant Lawyers(s): David K. Silverberg Respondent(s): Robert Vogel, Advantage Capital Corporation Respondent Lawyers(s): Laurie Styka Bloom Arbitrator(s): Howard B. Cohen Hearing Site: Buffalo, NY		$0
08-00898	05/20/2008	Claimant(s): Thomas Collins, Jr. and Heather Collins Claimant Lawyers(s): Walter J. Wiggins Respondent(s): Lawrence Ferrari Respondent Lawyers(s): Lawrence Ferrari Arbitrator(s): David K. Silverberg Hearing Site: Buffalo, NY		$200,829