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FINRA Awards for Philip M. Marshall

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0240705/08/2013Claimant(s): Sage, Rutty & Co..
Claimant Lawyers(s): James P. Nonkes
Respondent(s): Martin Lieber, William Boselli
Respondent Lawyers(s): Warren B. Rosenbaum
Arbitrator(s): Philip M. Marshall, Krista Gottlieb, Francis Xavior Daumen
Hearing Site: Buffalo, NY
05-0001505/25/2011Claimant(s): Walter Sherman
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): George Bevins, Patrick McDonnell, Bryn Mawr Securities Corp.
Respondent Lawyers(s): George Bevins, Patrick McDonnell
Arbitrator(s): Philip M. Marshall, Christopher C. Willett, Christopher G. Gibas
Hearing Site: Buffalo, NY
Checkmark Icon$183,000

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