Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-03213 | 05/31/2017 | Claimant(s): Thomas Hake Claimant Lawyers(s): Joan M. Swartz Respondent(s): Deborah Rathgeber, Douglas Glaser Respondent Lawyers(s): Deborah L. Rathgeber, Douglas L. Glaser Arbitrator(s): Julius Z. Frager, Sheldon Weinhaus, Joseph K Marshall Hearing Site: St. Louis, MO | Expungement | |
| 13-02273 | 07/17/2014 | Claimant(s): Thomas Hake Claimant Lawyers(s): Joan M Swartz Respondent(s): Ethan Rush, Ronald Klimas, Securities Service Network. Respondent Lawyers(s): J. Christopher Wehrle, Ronald T. Klimas, Ronald T. Klimas Chief Compliance Arbitrator(s): Albert J. Haller Hearing Site: St. Louis, MO |