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FINRA Awards for Deborah L. Rathgeber

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0321305/31/2017Claimant(s): Thomas Hake
Claimant Lawyers(s): Joan M. Swartz
Respondent(s): Deborah Rathgeber, Douglas Glaser
Respondent Lawyers(s): Deborah L. Rathgeber, Douglas L. Glaser
Arbitrator(s): Julius Z. Frager, Sheldon Weinhaus, Joseph K Marshall
Hearing Site: St. Louis, MO
Expungement

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