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FINRA Awards for Irwin G. Stein

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0500604/06/2011Claimant(s): John Dailey
Claimant Lawyers(s): Irwin G. Stein
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Audette Paul Morales
Arbitrator(s): Herbert L. Brown, Jonathan H. Krotinger, Fern M. Laethem
Hearing Site: San Francisco, CA
Checkmark IconExpungement
09-0245907/13/2010Claimant(s): Thomas Maher
Claimant Lawyers(s): Irwin G. Stein
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Chance A.E. Hodges
Arbitrator(s): George R. Milne, Paul R. Meyer, Bert P. Krages
Hearing Site: Portland, OR
Checkmark Icon$593,336
08-0436110/21/2009Claimant(s): David Durdon
Claimant Lawyers(s): Irwin G. Stein
Respondent(s): Scottrade.
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Sandra Lee Dolan, Cynthia R. Pinkney, Thomas J. Dolina
Hearing Site: Baltimore, MD
Checkmark Icon$0

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