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FINRA Awards for Katherine L Sidener

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0204105/02/2023Claimant(s): Eda Lee Haas, Julia Berg, Phillip Haas, Sandra Gollofon, Susan Meyers
Claimant Lawyers(s): Duncan E Manville
Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC
Respondent Lawyers(s): Christopher A. Stecher, David Luger
Arbitrator(s): Elwood C. Avery, Cheung David Chhieng, Katherine L Sidener
Hearing Site: Seattle, WA
Checkmark Icon$0
18-0114810/30/2019Claimant(s): Gayle Bratton, Estate of Edwards Bratton
Claimant Lawyers(s): Ann H. Rosato
Respondent(s): Sunset Financial Services.
Respondent Lawyers(s): Medora A. Marisseau
Arbitrator(s): Thomas R. Dreiling, Andrew Robert Thibeault, Katherine L Sidener
Hearing Site: Seattle, WA
Checkmark Icon$0

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