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FINRA Awards for William F. Ray

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0287907/16/2024Claimant(s): Carrie-Beth Randall
Claimant Lawyers(s): William F. Ray
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Langfred W. White, Harvey R. Linder, Laree Payne Kennedy
Hearing Site: Jackson, MS
13-0333407/29/2014Claimant(s): Estate of Dudley D. Martens
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Jerry McCutchen, Next Financial Group.
Respondent Lawyers(s): William F. Ray
Arbitrator(s): R. Lee Britton Jr., Lynne R. Stern, Daniel Patrick Hurley
Hearing Site: New Orleans, LA
Checkmark IconDismissed by Rule 12206

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