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FINRA Awards for Howard L. Hill

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0391812/17/2021Claimant(s): Howard Hill
Claimant Lawyers(s): Zachary Morse
Respondent(s): World Capital Brokerage.
Respondent Lawyers(s): David von Gunten
Arbitrator(s): Richard Djokic
Hearing Site: Denver, CO
10-0451403/22/2013Claimant(s): James Eastman
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy Gerber
Arbitrator(s): Langfred W. White, Howard L. Hill, Thomas J. Patka
Hearing Site: Tampa, FL
09-0553502/22/2011Claimant(s): Maria Thornton
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John P. Cullem, Constance d'Angelis, Howard L. Hill
Hearing Site: Tampa, FL
Checkmark Icon$25,200
08-0394703/10/2010Claimant(s): Sturla Terry Canale Living Trust
Claimant Lawyers(s): Jan Douglas Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): John P. Cullem, Howard L. Hill, Donald R. Smith
Hearing Site: Tampa, FL
Checkmark Icon$50,000

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