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FINRA Awards for Michael E. Curan

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0705008/24/2010Claimant(s): Yvonne Bass
Claimant Lawyers(s): Yvonne Harris Bass
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming Wolfe
Arbitrator(s): Michael E. Curan
Hearing Site: New York, NY
08-0167903/24/2009Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): John O. Lukanski
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Michael E. Curan, Donald Ferguson, Joshua Mark Zucker
Hearing Site: New York, NY
07-0267504/10/2008Claimant(s): George Allen
Claimant Lawyers(s): George S. Allen
Respondent(s): Citigroup Global Markets., Mark Standard
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Michael E. Curan
Hearing Site: New York, NY
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