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FINRA Awards for OptionsHouse.

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0273302/26/2009Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Robert Taddeo
Respondent Lawyers(s): Robert Taddeo
Arbitrator(s): Diane Getzler
Hearing Site: Hartford, CT
Checkmark Icon$0
08-0298602/19/2009Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Gregory Colley
Respondent Lawyers(s): Gregory Colley
Arbitrator(s): Edwin C. Shiver
Hearing Site: San Francisco, CA
Checkmark Icon$0
07-0289202/13/2009Claimant(s): OptionsHouse.
Claimant Lawyers(s): Milnor H. Senior
Respondent(s): James Bateman, James Leonard Bateman Roth Retirement
Respondent Lawyers(s): James Bateman
Arbitrator(s): Samuel E. Wing, John Fleming Kelly, Daniel E. Wright
Hearing Site: Denver, CO
Checkmark Icon$0
08-0298701/26/2009Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Karma Mulliner
Respondent Lawyers(s): Karma Mulliner
Arbitrator(s): Richard L. Merkel
Hearing Site: Salt Lake City, UT
Checkmark Icon$0
08-0250301/21/2009Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Yana Gladtskov
Respondent Lawyers(s): Yana Gladtskov
Arbitrator(s): Bill M. Lamoreaux
Hearing Site: Dallas, TX
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07-0289607/18/2008Claimant(s): OptionsHouse.
Claimant Lawyers(s): Milnor H. Senior
Respondent(s): Christopher Bateman
Respondent Lawyers(s): Christopher Bateman
Arbitrator(s): Holly Stein Sollod, Michael J. Norton, Dennis G. Kruse
Hearing Site: Denver, CO
Checkmark Icon$0

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