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FINRA Awards for Carl R. Anderson

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0414208/19/2011Claimant(s): Michael Bender
Claimant Lawyers(s): Carl R. Anderson
Respondent(s): Steve Shmatko, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Joe S. Tarrer
Hearing Site: Phoenix, AZ
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