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FINRA Awards for Richard Winslow

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0078209/19/2012Claimant(s): Richard Winslow
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Lawrence S. Silver, Herbert Branitsky, Andrew Jay Kohan
Hearing Site: Ft. Lauderdale, FL
Checkmark IconStipulated Award and Expungement

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