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FINRA Awards for Jeffery Sorensen

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0145308/06/2024Claimant(s): Jeffery Sorensen
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
18-0297904/02/2019Claimant(s): Jeffery Sorensen
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Transamerica Financial Advisors.
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA

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