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FINRA Awards for Kimberly Hartman

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0357504/04/2022Claimant(s): Kimberly Hartman
Claimant Lawyers(s): Brittany Weiner
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Denis Dice
Arbitrator(s): Ellen F. Kandell, James Ray Eyler, Michele Francene Dandrea
Hearing Site: Baltimore, MD

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