Potomac Analytics' Logo

FINRA Awards for Mark Gopen

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0136312/27/2023Claimant(s): Mark Gopen, Philip Weinisch
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Jeanette E. Dennis
Arbitrator(s): Thomas E. Duggan, Ellyn S. Roth, Gerald M. Levine
Hearing Site: New York, NY

1 Results

Display: