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FINRA Awards for Hector Crespo

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0153610/25/2024Claimant(s): Hector Crespo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
23-0153803/22/2024Claimant(s): Hector Crespo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
23-0153703/22/2024Claimant(s): Hector Crespo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY

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