Potomac Analytics' Logo

FINRA Awards for Katie Ambroziak

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0000612/09/2015Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Katie Ambroziak
Respondent(s): Franz Lambert
Respondent Lawyers(s): Anthony C. Varbero
Arbitrator(s): Evonne W.J. Tolbert
Hearing Site: New York, NY
15-0000808/27/2015Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Katie Ambroziak
Respondent(s): Stephen Brune
Respondent Lawyers(s): Stephen Lloyd Brune
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
15-0000907/29/2015Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Katie Ambroziak
Respondent(s): Martin McNulty
Respondent Lawyers(s): Martin P. McNulty
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
14-0387507/08/2015Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Katie Ambroziak
Respondent(s): Steven Bencivenga
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY

4 Results

Display: