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FINRA Awards for Arthur King

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0024407/06/2016Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Arthur King
Respondent Lawyers(s): Arthur Kenneth King
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL

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