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FINRA Awards for Ion Zupcu

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0152302/13/2019Claimant(s): Ion Zupcu, Rodica Zupcu
Claimant Lawyers(s): Timothy J. O'Connor
Respondent(s): Kenneth Christman, Stifel, Nicolaus & Co.., Theresa Scott
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
Checkmark IconExpungement

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