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FINRA Awards for Jerry L. Hooper

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0482412/02/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan Levine
Respondent(s): Shawn Newman
Respondent Lawyers(s): Shawn C. Newman
Arbitrator(s): Susan J. Buckley, Denise L. Presley, Jerry L. Hooper
Hearing Site: Charlotte, NC
08-0337011/13/2009Claimant(s): Percy Dover and Karen Dover
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Colleen D. Hitch
Arbitrator(s): Richard L. Oates, Donald K. Eckhardt, Jerry L. Hooper
Hearing Site: Memphis, TN
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