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FINRA Awards for Hopi Tribe

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0138804/18/2018Claimant(s): Hopi Tribe
Claimant Lawyers(s): Norberto J. Cisneros
Respondent(s): David Boling, James Roy, Carolina Capital Markets.
Respondent Lawyers(s): Joseph L. Hood, Thomas G. Shugrue
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
Checkmark Icon$2,013,780
13-0350404/17/2018Claimant(s): Hopi Tribe
Claimant Lawyers(s): Norberto J. Cisneros
Respondent(s): David Boling, James Roy
Respondent Lawyers(s): Joseph L. Hood
Arbitrator(s): Robert S. McConnell, Jay Lawrence Witkin, Donald Dreyfus
Hearing Site: Phoenix, AZ
Checkmark Icon$15,000
17-0043903/07/2017Claimant(s): Hopi Tribe
Claimant Lawyers(s): Norberto J. Cisneros
Respondent(s): Kenley Lawton
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
13-0262108/16/2016Claimant(s): Hopi Tribe
Claimant Lawyers(s): Joe Kronawitter
Respondent(s): Daniel Allen, David Boling, James Roy, Morgan Keegan & Company., Richard Murray, William Thompson
Respondent Lawyers(s): Ben Suter, Joseph L. Hood
Arbitrator(s): William M. Howard, Delores Manwar, Roger A. Geddes
Hearing Site: Phoenix, AZ
Checkmark IconExpungement

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