| 22-02352 | 05/05/2023 | Claimant(s): Jonathan Beitler
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Raymond James Financial Services., FSC Securities Corporation
Respondent Lawyers(s): James Noblett, Laura Ruiz Rivera
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 20-02350 | 03/29/2021 | Claimant(s): Veralynn Starostecki
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American General Securities Incorporated
Respondent Lawyers(s): James Noblett
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
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| 20-01015 | 12/17/2020 | Claimant(s): Richard Braverman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, Geneos Wealth Management.
Respondent Lawyers(s): James Noblett, Victoria H. Buter
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
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| 20-01034 | 12/09/2020 | Claimant(s): Samuel Monchik
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, Geneos Wealth Management.
Respondent Lawyers(s): James Noblett, Victoria H. Buter
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Wilmington, DE
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| 20-01088 | 12/04/2020 | Claimant(s): Marc Minor
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James Noblett
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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| 20-00712 | 08/13/2020 | Claimant(s): Christopher Scalese
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James Noblett
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
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| 19-03368 | 06/17/2020 | Claimant(s): Craig Nelson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James Noblett
Arbitrator(s): Mary Margaret Bush
Hearing Site: Salt Lake City, UT
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| 19-01484 | 04/13/2020 | Claimant(s): Stven Broughton
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James Noblett
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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| 19-02859 | 03/31/2020 | Claimant(s): Kevin Burkart
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Signator Investors.
Respondent Lawyers(s): James Noblett
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 19-01549 | 12/03/2019 | Claimant(s): Earl Hartley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James Noblett
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
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