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FINRA Awards for Cetera Advisor Networks Llc

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0256802/28/2020Claimant(s): Donald Crane
Claimant Lawyers(s): Chad E Weaver
Respondent(s): Cetera Advisor Networks Llc
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
18-0391508/13/2019Claimant(s): Stuart Tsujimoto
Claimant Lawyers(s): Nathan Lamb
Respondent(s): Cetera Advisor Networks Llc
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Alan M. Rosen
Hearing Site: Los Angeles, CA

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