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FINRA Awards for David Minc

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0159108/07/2024Claimant(s): Cobra Trading.
Claimant Lawyers(s): Craig M. Warner
Respondent(s): Judy Reynolds
Respondent Lawyers(s): Stanley Q. Casey
Arbitrator(s): David Minc
Hearing Site: Cleveland, OH
Checkmark Icon$67,500
22-0012011/16/2023Claimant(s): Shirley Karcher, The Amended and Restated Trust Agreement, The Edbert A. Karcher Irrevocable Mari
Claimant Lawyers(s): Ashlie Case Sletvold
Respondent(s): J.W. Cole Financial.
Respondent Lawyers(s): Brian P. Nally
Arbitrator(s): Gary B. Deutsch, David Minc, David N Brown
Hearing Site: Cleveland, OH
Checkmark Icon$135,000
20-0021709/22/2021Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Anthony J Borrelli
Respondent(s): Jason Seifert
Respondent Lawyers(s): Jeffrey C. Miller
Arbitrator(s): Robert J. Scafuri, Robert M. Shwab, David Minc
Hearing Site: Cleveland, OH

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