Potomac Analytics' Logo

FINRA Awards for Todd Anderson

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0317804/21/2021Claimant(s): Todd Anderson
Claimant Lawyers(s): Ross J. Kartez
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Timothy J. Kroll
Hearing Site: Phoenix, AZ
20-0317703/18/2021Claimant(s): Todd Anderson
Claimant Lawyers(s): Ross Kartez
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Merton E. Marks
Hearing Site: Phoenix, AZ

2 Results

Display: