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FINRA Awards for Adam D. Cole

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0044012/18/2014Claimant(s): John Thomas Financial
Claimant Lawyers(s): Dan Druz
Respondent(s): Anthony Maiuolo, Darren Himmelstein, Keith Williams, Renos Gordos, Rodney Laveau
Respondent Lawyers(s): Adam D. Cole
Arbitrator(s): Nancy Kramer, Robert E. Riccobono, Mildred Cruz-Dorta
Hearing Site: New York, NY

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