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FINRA Awards for Khalilah V. Spencer

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0083505/01/2015Claimant(s): Keith Williams
Claimant Lawyers(s): Nicole M. Marshall
Respondent(s): Royal Alliance Associates., Peter Mitroff, Executive Wealth Management
Respondent Lawyers(s): Khalilah V. Spencer, Seth D. Gould
Arbitrator(s): Edward M. Olson, Timothy J. Currier, Richard Heim Foley
Hearing Site: Detroit, MI
Checkmark Icon$0
13-0328307/02/2014Claimant(s): Serafina Maletti, Vito Maletti, Vito and Serafina Maletti Rev. Trust
Claimant Lawyers(s): Jonathan D. Sweik
Respondent(s): Giovanni Volpe, Sigma Financial Corporation
Respondent Lawyers(s): Jonathan M. Sterling, Khalilah V. Spencer
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
Checkmark Icon$120

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