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FINRA Awards for Charles Giaimo

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0171603/25/2019Claimant(s): Windsor Street Capital
Claimant Lawyers(s): David A. Schrader
Respondent(s): Barry Jin, Brent Porges, Charles Giaimo, David Sheppard, Joseph Valenti, Matthew Deblois, Matthew Siliato, Maxwell Delaney, Michael LaVolpe, William Leonard
Respondent Lawyers(s): Barry Jin, Brent Morgan Porges, Charles Evan Giaimo, David Leonard Sheppard, M. David Sayid, Matthew Angelo Siliato, Matthew Charles Deblois, Maxwell Topper Delaney, Michael Scott LaVolpe, William McCabe Leonard
Arbitrator(s): Ann C. Northern, Sanford S. Stevens, Donald Nevin Gershuny
Hearing Site: New York, NY

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