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FINRA Awards for Dennis Devaney

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0292610/15/2024Claimant(s): Dennis Devaney
Claimant Lawyers(s): Harris Freedman
Respondent(s): United Capital Markets.
Respondent Lawyers(s): Catherine Bezzina
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
08-0201410/15/2010Claimant(s): Sean Greene
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Dennis Devaney, United Capital Asset Management, United Capital Markets.
Respondent Lawyers(s): Joseph E. Floren
Arbitrator(s): Chester L. Firestein, Vincent J. Natoli, Marvin B. Karelitz
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
07-0290101/23/2009Claimant(s): Kenneth Chyten
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Dennis Devaney, United Capital Markets.
Respondent Lawyers(s): Joseph E. Floren
Arbitrator(s): Kenneth I. Rosenblum, Edward J. Costello, Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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