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FINRA Awards for Elizabeth Goldman

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0269106/03/2021Claimant(s): Jadina Lilien
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): Morgan Stanley, Nancy Glassman
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
Checkmark IconExpungement
18-0377009/24/2019Claimant(s): Bella Verkhovsky
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): Brian Sodol, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
Checkmark Icon$0
15-0112203/09/2016Claimant(s): Michael Butler
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Lori H. Carena
Hearing Site: New York, NY
Checkmark Icon$0
14-0056812/02/2014Claimant(s): Lewis Pizzulli
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
Checkmark Icon$0
12-0083505/10/2013Claimant(s): Supplemental Needs Trust
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
Checkmark IconExpungement
10-0528307/25/2012Claimant(s): Gloria Bell
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): David Israel, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
Checkmark IconExpungement
09-0691111/23/2010Claimant(s): Barbara Hunt
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): Fred Karagosian, NPA Financial Services.
Respondent Lawyers(s): Michael J. Karalewich
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
Checkmark Icon$0

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