FINRA Awards for R. Phillip Reed

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-03498	06/07/2013	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Mark Wood Respondent Lawyers(s): Mark Stephen Wood Arbitrator(s): R. Phillip Reed Hearing Site: Kansas City, MO
11-00912	10/17/2011	Claimant(s): Securities America. Claimant Lawyers(s): Kelly R. Davis Respondent(s): Ronald Kambic Respondent Lawyers(s): Ronald John Kambic Arbitrator(s): R. Phillip Reed Hearing Site: Omaha, NE
11-00921	10/12/2011	Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): William Miller Respondent Lawyers(s): William Donald Miller Arbitrator(s): R. Phillip Reed Hearing Site: Wichita, KS
11-00109	07/12/2011	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Kate S. Arduini Respondent(s): Kristi Lenderman Respondent Lawyers(s): Kristi Ann Lenderman Arbitrator(s): R. Phillip Reed Hearing Site: Denver, CO
10-01253	03/21/2011	Claimant(s): Morgan Stanley Claimant Lawyers(s): Lauren R. Fox Respondent(s): Brian Dabney Respondent Lawyers(s): Brian W. Dabney Arbitrator(s): R. Phillip Reed Hearing Site: Louisville, KY
06-03137	11/14/2007	Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Andrew Bryan Respondent Lawyers(s): Andrew T. Bryan Arbitrator(s): William J. Travis, John N. Reidy, R. Phillip Reed Hearing Site: St. Louis, MO